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Showing 1111–1120 of 15236 articles for “Art. s. 496 et 504”
Without prejudice to the special rules applicable to the marketing of certain products, the following may not be marketed: 1° Products for which the maximum risk is not known at the time of subscripti…
…siting the homes of the persons canvassed, their place of work or premises not intended for the marketing of digital assets, services on digital assets or financial products, instruments and services,…
All direct marketers are prohibited from receiving cash, negotiable instruments, digital assets, bearer securities or cheques or any payment by any other means from the persons they canvass, subject t…
Before making an offer relating to financial instruments, digital assets, a service on digital assets, an investment service or a related service, direct marketers shall enquire about the financial si…
…high volumes of orders and messages and allow for an orderly trading process during periods of market stress. These trading systems are tested to confirm that these conditions are met in situations o…
…shall state how they apply to persons and shall take into account the nature and composition of market participants and their use of the contracts being traded. The trading platform manager shall repo…
Recognition as a regulated market for financial instruments is decided by order of the Minister for the Economy on a proposal from the Autorité des marchés financiers. The Autorité des marchés financi…
I.- Market undertakings of significant importance due to their size and internal organisation, as well as the nature, scale and complexity of their activities, shall set up an appointments committee c…
…of the multilateral trading facility shall establish transparent rules concerning the criteria for determining which financial instruments may be traded on its facility. When a financial instrument me…
…does not commit its own capital or trade by matching with its own account on the platforms it manages. Proprietary trading is a form of trading in which a person, the facilitator, acts as an intermedi…
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