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Showing 1131–1140 of 15236 articles for “Art. s. 496 et 504”
Within a market undertaking, the following persons shall be of sufficiently good repute and possess the knowledge, skills and experience necessary for the performance of their duties: 1° Members of th…
Admission to and continued membership of a regulated market by the market undertaking organising trading on that market are subject to compliance with the rules of that market. The relationship betwee…
The distance supply of financial services to a consumer is governed by articles L. 222-1 to L. 222-7, L. 222-9 to L. 222-18, L. 232-4 and L. 242-15 of the French Consumer Code.
I. - The contracting company shall take the necessary steps to :1. Detect, prevent and manage the potentially harmful effects, for the proper functioning of the regulated market or for market members,…
…esentative may suspend all or part of trading for a period not exceeding two consecutive trading days. After this period, the suspension is ordered by the Minister for the Economy on the recommendatio…
Legal entities found to be criminally liable, under the conditions set out in article 121-2 of the French Penal Code, for the offences defined in articles L. 353-1 and L. 353-2 shall incur, in additio…
…rm may ask the AIFM to suspend trading so that it can inform the public under satisfactory conditions.The Chairman of the Autorité des marchés financiers may also ask the operator of a trading venue t…
I.-The persons referred to in Article L. 421-7 must meet the following requirements: 1° They must devote sufficient time to performing their duties within the market undertaking. The number of mandate…
I.-The admission of financial instruments and assets referred to in II of Article L. 421-1 to trading on a regulated market is decided by the market undertaking, in accordance with the rules of the ma…
…4 July 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments by regulatory technical standards concerning the quotation step regime…
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