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Showing 1121–1130 of 15236 articles for “Art. s. 496 et 504”
…ts with all investment service providers other than portfolio management companies that apply a market-making strategy, within the meaning of 3° of Article L. 533-10-3, on the trading venue and shall…
A regulated market is managed by a market undertaking. This undertaking takes the form of a commercial company. Where the market undertaking manages a regulated market, its registered office and effec…
…ers of the administrative, management and supervisory bodies, managers, employees and agents of market undertakings are bound by professional secrecy.
I. - With a view to recognition as a regulated market, the market undertaking shall draw up the rules of the market. These rules, which are transparent and non-discretionary, ensure fair and orderly t…
…usiness purposes, article L. 314-12 and III of article L. 314-13, is punishable by a fine of 75 euros. This fine is imposed and recovered in accordance with the rules applicable to value added tax. Li…
…as defined in article L. 341-1 to comply with the rules relating to the signing of the contract as set out in article L. 341-14; 4° Any person engaging in the activity of canvassing for banking or fin…
…ffer of financial securities or the admission of financial securities to trading on a regulated market shall be drafted in French or in another language customary in the sphere of finance in the cases…
I.-A trading venue is a regulated market within the meaning of Article L. 421-1, a multilateral trading facility within the meaning of Article L. 424-1 or an organised trading facility within the mean…
…6° Financial securities issued by credit institutions, investment firms and the Caisse des dépôts et consignations; 7° Negotiable debt securities issued by economic interest groupings and general pa…
The AMF may appoint an agent for the market undertaking, to whom all powers of administration, management and representation of the legal entity shall be transferred.This appointment shall be made eit…
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