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Showing 1711–1720 of 15236 articles for “Art. s. 496 et 504”
In order to grant authorisation to an investment firm, the Autorité de contrôle prudentiel et de résolution shall verify that the firm: 1. Has its registered office and effective management in France…
…of Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments apply to the branches referred to in Article L. 532-18-1 in respect of…
…ember State of an AIFM established in a third country is the Member State whose authorities are competent to authorise and supervise the AIFM under the conditions defined by decree of the Conseil d'Et…
…r article L. 532-18-1 to provide investment services to third parties on a regular professional basis.
…p structure of a portfolio management company must be notified to the Autorité des marchés financiers.The acquisition or extension of direct or indirect shareholdings in a portfolio management company…
…f the European Parliament and of the Council of 13 July 2009 shall submit an application to the competent authorities of the UCITS home Member State, providing these authorities with the documents req…
…tandards Authority), issued after obtaining the opinion of the Comité consultatif de la législation et de la réglementation financières (Advisory Committee on Financial Legislation and Regulation).The…
Electronic money institutions are bound by the obligations of articles L. 511-38 and L. 511-39.
…andards Authority), adopted after obtaining the opinion of the Comité consultatif de la législation et de la réglementation financières (Advisory Committee on Financial Legislation and Regulation).The…
…ber 2001 on the Statute for a European Company (SE), the transfer of the registered office of an asset management company incorporated as a European Company registered in France, which would result in…
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