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Showing 1721–1730 of 15236 articles for “Art. s. 496 et 504”
…ths, or if it has obtained authorisation by making false declarations or by any other irregular means.Withdrawal of authorisation takes effect at the end of a period determined by the Autorité des mar…
…pany may only be ordered after withdrawal of its authorisation by the Autorité des marchés financiers. Notwithstanding articles L. 123-1 and L. 237-3 of the French Commercial Code, the publication and…
…o management company referred to in Article L. 532-9 may manage third-country AIFs that are not marketed in the European Union, provided that : 1° The portfolio management company meets all the requir…
…aw so provides, professional secrecy may not be invoked against the Autorité de contrôle prudentiel et de résolution, the Banque de France, the Institut d'émission d'outre-mer, the Institut d'émission…
…e ownership structure of an investment firm must be notified to the Autorité de contrôle prudentiel et de résolution. The acquisition or extension of direct or indirect shareholdings in an investment…
…ent on the European Economic Area. To grant this authorisation, the Autorité de contrôle prudentiel et de résolution verifies, in addition to the conditions set out in Article L. 511-10, whether the c…
…visions of Article 26-6 of Law No 47-1775 of 10 September 1947 on the Statute for a Cooperative Society, the Autorité des marchés financiers is competent to oppose, in accordance with paragraph 14 of…
…es, the notification provided for in Article L. 532-14 is sent to the Autorité des marchés financiers. The latter shall inform the Autorité de contrôle prudentiel et de résolution.
The provisions of this section do not apply to: 1° Trading platform managers governed by Articles L. 420-18, L. 422-1, L. 424-9, L. 425-9 and L. 425-10 ; 2° Branches of credit institutions referred to…
A decree of the Conseil d'Etat shall determine the procedures to be followed by the Autorité de contrôle prudentiel et de résolution and the Autorité des marchés financiers in exercising the powers ve…
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