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Showing 2601–2610 of 38630 articles for “Art. L 533-11”
In order to grant authorisation to an investment firm, the Autorité de contrôle prudentiel et de résolution shall verify that the firm: 1. Has its registered office and effective management in France…
Articles L. 125-3, L. 531-1 to L. 531-3-2, L. 533-1 to L. 533-8, L. 535-1 to L. 535-9, L. 536-1 to L. 536-5, L. 536-8 and L. 537-1 of the Environment Code apply to the products mentioned in Article L.…
Financial holding companies and parent undertakings of finance companies are subject to the provisions of the second paragraph of Article L. 511-13, Article L. 511-21 and Articles L. 511-33 to L. 511-…
In granting approval for the programme of operations, the AMF assesses the quality of the programme in the light of the obligations set out in Articles L. 533-25 and L. 533-26, as well as the conditio…
When notified by another resolution authority of a decision and measures equivalent to those mentioned in I of Article L. 613-61-1 concerning the subsidiary of a group for which it is the resolution a…
The resolution college shall provide all the cooperation required to the consolidated resolution authority and to the other member authorities of the colleges of resolution authorities defined in Arti…
I. - Subject to Article L. 613-59-1, where the resolution college exercises the powers provided for in this section at group level, it shall set up a college of resolution authorities to carry out the…
Directors of an investment firm or portfolio management company who fail to prepare the accounts of the firm or company in consolidated form in accordance with Article L. 533-5 are liable to a fine of…
Failure by the directors of an investment firm or portfolio management company to publish the annual accounts of the firm or company in accordance with the conditions laid down in Article L. 533-5 is…
I. - Mixed financial holding companies whose coordinator is the Autorité de contrôle prudentiel et de résolution are subject to the provisions of the second paragraph of Article L. 511-13 and to the p…
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