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Showing 2621–2630 of 38630 articles for “Art. L 533-11”
I. - When consulted by the consolidated resolution authority with a view to reaching a joint decision on a group resolution scheme referred to in Article L. 613-60-2, the resolution college shall prov…
I. - The group resolution scheme provided for in Article L. 613-60 must satisfy the following conditions: 1° It shall comply with the preventive resolution plans drawn up pursuant to paragraph 3 of su…
The Autorité des marchés financiers is responsible for applying the provisions of Articles 4, 5, 9 and 10 of Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on…
The resolution college shall ensure compliance by the persons under its jurisdiction with the requirements set pursuant to Article L. 613-44 in coordination with the supervisory college. Where the res…
I. - Where a credit institution, an investment firm or a parent undertaking established in a non-EU Member State has in France and in at least one other EU Member State a subsidiary or branch consider…
Where the resolution college exercises the powers provided for in this section at group level, it shall coordinate the exchange of all relevant information between the resolution authorities. In parti…
Article L. 533-22-1 is applicable to credit institutions and investment firms for their activities of portfolio management on behalf of third parties and investment advice within the meaning of Articl…
Financial investment advisers are treated in the same way as investment service providers other than portfolio management companies for the purposes of Article L. 533-12-7.
The portfolio management companies referred to in Article L. 532-9, which provide the investment services referred to in Article L. 321-1 or register the units or shares of the undertakings for collec…
Without prejudice to the provisions of articles L. 233-1 and L. 233-2, residence permits issued by the representative of the State in Mayotte, with the exception of permits issued in application of th…
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