Article L533-30
The remuneration policy of investment firms applies to categories of staff, in particular the persons mentioned in Article L. 533-25, risk-takers and any employee receiving total remuneration at least…
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Showing 2351–2360 of 69069 articles for “Art. L 112-2 al. 3 and 4”
The remuneration policy of investment firms applies to categories of staff, in particular the persons mentioned in Article L. 533-25, risk-takers and any employee receiving total remuneration at least…
In addition to the application of article L. 561-30-1 and article 40 of the Code of Criminal Procedure, the department is authorised to pass on information it holds to the judicial authorities and cri…
Subject to the application ofArticle 40 of the Code of Criminal Procedure, information held by the department referred to in Article L. 561-23 may not be used for purposes other than those provided fo…
The persons listed in Article L. 561-2 and the supervisory authorities mentioned in Article L. 561-36 shall receive from the department provided for in Article L. 561-23 any information it has on mone…
I. - Supervision of compliance by the persons referred to in Article L. 561-2 with the obligations laid down in Chapters I and II of this Title, with directly applicable European provisions relating t…
I. - Where the persons referred to in Article L. 561-2 are part of a group within the meaning of Article L. 511-20, a financial conglomerate within the meaning of Article L. 517-3, a group within the…
I. - The persons referred to in Article L. 561-2 shall set up an organisation and internal procedures to combat money laundering and terrorist financing, taking into account the risk assessment provid…
I. - The persons referred to in 13° of Article L. 561-2 are subject to the provisions of this chapter when, in the course of their professional activity:1° They participate in the name and on behalf o…
In order to ensure compliance with the obligations laid down in Chapters I and II of this Title, the persons referred to in Article L. 561-2 shall provide regular information to their staff. To the sa…
Failure by the directors of an investment firm or portfolio management company to draw up an inventory for each financial year and prepare annual accounts and a management report in accordance with th…
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