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Showing 1271–1280 of 66660 articles for “Art. 913 and 913-1”
…ndication of the code of conduct to which the voting consultant refers, a report on its application and, where applicable, a list of the provisions from which he has deviated, together with the reason…
…licant has been authorised as an investment service provider other than an asset management company and is applying for authorisation to provide one or more data communication services within the mean…
Investment service providers other than portfolio management companies may, on their own initiative or at the request of a client, treat as a professional or non-professional client, either generally…
…ions defined by order of the Minister responsible for the economy, the information referred to in c and d of Article 51 of Regulation (EU) 2019/2033 of the European Parliament and of the Council of 27…
…ithin investment firms, the members of the board of directors or the supervisory board, on the one hand, and the members of the management board or any other body exercising equivalent functions or an…
…referred to in article L. 512-1 of the Insurance Code is responsible for establishing, maintaining and updating the register of persons referred to in I of article L. 546-1. In this capacity, it rece…
The amount of credit referred to in Article L. 548-1 may not exceed €2,000 per lender and per project. The term of such credit may not exceed seven years. The contractual interest rate for such credit…
…med to be professional clients within the meaning of article L. 533-16, for all investment services and all financial instruments:1. a) The credit institutions referred to in article L. 511-9 ; b) The…
…advice is based on a broad or more restricted analysis of different types of financial instruments and in particular whether the range is limited to financial instruments issued or offered by entitie…
The tied agents referred to inarticle L. 545-4 must not have been subject to :a) a final conviction referred to in II ofarticle L. 500-1 within the last ten years ;b) a sanction provided for in 3° to…
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