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Showing 1251–1260 of 66660 articles for “Art. 913 and 913-1”
On receipt of an application for authorisation, the AMF will check that it complies with the standard file provided for in the second paragraph of Article R. 532-10 and, if it does, will examine it. T…
…uch services, comply with the provisions of this Title applicable to portfolio management companies and the provisions applicable to investment firms.
…dentiel et de résolution shall make the notification provided for in Articles L. 522-9, L. 522-11-1 and L. 522-11-2 within three months.
…contrôle prudentiel et de résolution shall make the notification provided for in Articles L. 526-11 and L. 526-19 within three months.
…hés financiers.The application for authorisation must be accompanied by a file complying with the standard file drawn up by the Autorité des marchés financiers.This standard file includes the informat…
I. - The AMF shall receive notifications of freedom of establishment and freedom to provide services from the investment firms referred to in articles L. 532-18 and L. 532-18-1. It shall also receive…
The Autorité de contrôle prudentiel et de résolution shall make the notification provided for in the second paragraph of II of Article L. 521-3 within three months.
…aning of 4° of Article L. 517-2, in order to assess, in particular, the quality of the shareholders and the good repute and experience of the managers involved in the management of another entity in t…
…on its application drawn up in accordance with the conditions laid down in the Delegated Regulation and the Implementing Regulation of the European Commission adopted pursuant to paragraphs 4 and 5 of…
Where an investment services provider referred to inArticle L. 532-18 intends to use a tied agent, within the meaning ofArticle L. 545-1, established in its home country, the identity of that agent sh…
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