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Showing 1751–1760 of 14710 articles for “Art. 150 U et seq.”
Within the limits of the services it is authorised to provide in its home country, and depending on the authorisation it has received there, any legal or natural person authorised to provide investmen…
The persons referred to in Article L. 532-18-1 shall send the Autorité des marchés financiers, at its request and for statistical purposes, periodic reports on the activities of their branch. The Auto…
…19 and L. 532-20 are applicable to management companies established in another Member State of the European Union or party to the Agreement on the European Economic Area which manage one or more UCITS…
…tle I of Book II are applicable to management companies established in another Member State of the European Union which manage one or more FIAs governed by French law. II - The Autorité des marchés fi…
…have a legal representative in France. The legal representative is the AIFM's contact point in the European Union. All official correspondence between the competent authorities and the AIFM and betwee…
In this section :1° "Third-country firm" means a firm which, if its head office or registered office were situated in a Member State of the European Union, would be either a credit institution providi…
I.-The Autorité de contrôle prudentiel et de résolution shall not grant authorisation to the branch of the applicant third-country undertaking unless the third-country undertaking to which the branch…
Where a competent authority of a third country fails to comply with a request for information exchange referred to in 2° of Article L. 532-29, the AMF may refer the matter to the European Securities a…
I.-A third-country firm establishes a branch in order to provide, in mainland France, Guadeloupe, French Guiana, Martinique, La Réunion, Mayotte or Saint-Martin, the investment services mentioned in A…
…s section shall not apply where investment or investment-related services are provided by a third-country firm at the sole initiative of the client.Without prejudice to intra-group relationships, wher…
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