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Showing 1741–1750 of 14710 articles for “Art. 150 U et seq.”
…ffice in mainland France, the overseas departments, the department of Mayotte and Saint-Martin and authorised to manage a UCITS authorised in accordance with Directive 2009/65/EC of the European Parli…
In granting approval for the programme of operations, the AMF assesses the quality of the programme in the light of the obligations set out in Articles L. 533-25 and L. 533-26, as well as the conditio…
Each investment firm, market undertaking and clearing house shall join an association of its choice, responsible for the collective representation and defence of the rights and interests of its member…
I. - Any member of a board of directors or, as the case may be, of a supervisory board and any person who in any capacity participates in the direction or management of an investment firm or portfolio…
Within the limits of the services it is authorised to provide in its home country, and depending on the authorisation it has received there, any legal or natural person authorised to provide investmen…
Where the Autorité de contrôle prudentiel et de résolution or the Autorité des marchés financiers has clear and demonstrable grounds for believing that an investment service provider operating under t…
…r other than a portfolio management company whose registered office is located in mainland France, Guadeloupe, French Guiana, Martinique, La Réunion, Mayotte and Saint-Martin and which is authorised t…
Where the funds remitted may be used, on the one hand, as consideration for the issue of electronic money and, on the other hand, for services other than the issue of electronic money, the part of the…
A portfolio management company may be struck off the list of approved portfolio management companies as a sanction by the Autorité des marchés financiers.Deregistration entails the liquidation of the…
An electronic money institution which intends to outsource operational functions shall inform the Autorité de contrôle prudentiel et de résolution.Essential operational functions may not be outsourced…
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