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Showing 81–90 of 65705 articles for “Art. s. L 621-5 and L 621-6”
In assessing the merits of the request for an increase in the penalty, the Commission will take into account any new factors likely to justify an increase in the penalty, such as a finding by the Euro…
The official receiver is responsible for ensuring that the proceedings are conducted expeditiously and that the interests involved are protected. When the appointment of a technician is necessary, onl…
Where the AMF Enforcement Committee has imposed a financial penalty that has become final before the criminal court has given a final ruling on related facts, the criminal court may order that the fin…
I. - The Board shall examine the investigation or inspection report drawn up by the departments of the Autorité des marchés financiers or the request made by the Chairman of the Autorité de contrôle p…
Where an institution mentioned in Article L. 370-1 of the Insurance Code and offering the operations mentioned in Articles L. 3334-1 to L. 3334-9 and L. 3334-11 to L. 3334-16 of the Labour Code has br…
When the AMF forwards certain facts or information to the Financial Public Prosecutor pursuant to Article L. 621-20-1, certain facts or information to the Financial Public Prosecutor, the report or no…
The General Regulation of the Autorité des marchés financiers determines in particular :I.-The rules of professional practice that apply to issuers when they make offers to the public, with the except…
I.-To issue the approval referred to in III of Article L. 621-8, the AMF shall check that the document is complete and comprehensible, and that the information it contains is consistent. II - In the c…
The association mentioned in 1° of article L. 621-31 is formed by the persons listed in the same 1°, in accordance with the law of 1st July 1901 relating to the contract of association. Only persons i…
I.-In order to carry out its mission, the AMF conducts inspections and investigations.It shall ensure that the following offers and transactions are lawful:1° Transactions in financial instruments whe…
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