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Showing 101–110 of 65705 articles for “Art. s. L 621-5 and L 621-6”
The association may impose one of the following sanctions on member companies, their publication director or, failing that, their legal representative, depending on the seriousness of the breach: 1° A…
The investigators and auditors may, for the purposes of the investigation or audit, ask to be provided with any documents, regardless of the medium used.Investigators and auditors may summon and inter…
For the application of provisions falling within the remit of the Autorité des marchés financiers, civil, criminal or administrative courts may call upon the chairman of the Autorité des marchés finan…
I. - The AMF Ombudsman is appointed by the AMF Chairman on the advice of the AMF Board for a renewable term of three years. The Ombudsman is empowered to receive complaints from any interested party t…
I. - The Autorité des marchés financiers and the Commission de régulation de l'énergie shall cooperate with each other. They shall provide each other with any information that may be useful for the pe…
In accordance with the last paragraph of Article 20 of Regulation (EU) No 596/2014 of the European Parliament and of the Council of 16 April 2014 on market abuse (Market Abuse Regulation) and repealin…
Each year, the association draws up a report on its activities. It submits this report to the Autorité des marchés financiers, which provides its observations and recommendations on the association's…
Any person summoned or heard has the right to be assisted by counsel of his choice. The procedures for summoning the person or for receiving his or her explanations on the spot and the conditions unde…
The AMF shall ensure that issuers referred to in Article L. 451-1-2 or issuers whose securities are admitted to trading on a multilateral trading facility subject to the provisions of II of Article L.…
I. - (Repealed) II. - The Autorité des marchés financiers may ask the statutory auditors of persons whose securities are admitted to trading on a regulated market for any information on the persons th…
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