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Showing 1871–1880 of 56784 articles for “Art. s. 2224 and 1152”
…of investment firms makes a distinction, based on clear criteria, between basic fixed remuneration and variable remuneration. Basic fixed remuneration primarily reflects professional experience in re…
…equivalent supervisory functions on matters concerning the investment firm's overall risk strategy and overall risk appetite, both current and future. It assists the board of directors, the superviso…
…d within them. These periodic reports shall include detailed information on the price, costs, speed and likelihood of execution for the various financial instruments.The obligations mentioned in this…
Financial investment advisers must comply with the provisions of this subsection at all times. Financial investment advisers shall inform the association to which they belong of any change in the info…
Financial investment advisers are treated in the same way as investment service providers other than portfolio management companies for the purposes of Article L. 533-12-7.
…of European venture capital funds covered by Regulation (EU) No 345/2013 of the European Parliament and of the Council of 17 April 2013 on European venture capital funds and managers of European socia…
…ders that use the services of tied agents shall ensure that the latter have the general, commercial and professional knowledge and skills required to provide investment or related services and to comm…
A provider of equity crowdfunding services wishing to engage in the activity referred to in Article L. 547-4 shall submit an application to the Autorité des marchés financiers, either when applying fo…
…termediation consists of bringing together, by means of a website, the promoters of a given project and the persons financing that project under the following conditions: 1° Legal entities and, when a…
…he public with all relevant information about the proposed transaction, the person who initiated it and the manager. Where the customer or potential customer has not received the disclosure document p…
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