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Showing 1801–1810 of 15298 articles for “Art. s. 2003 et seq.”
Investment services providers, market undertakings and clearing houses must provide the Banque de France with the information required to compile monetary statistics.
…ment companies are prohibited from receiving deposits of funds, securities or gold from their clients.
…t strategy. Each year, they publish a report on the implementation of this policy. The content and methods of publication of this policy and its report are set by decree in the Conseil d'Etat. The per…
Portfolio management companies shall set a target for balanced representation of women and men among the teams, bodies and managers responsible for making investment decisions. The results obtained ar…
…ated parties are appropriately documented and made available to the Autorité de contrôle prudentiel et de résolution upon request. For the purposes of the previous paragraph, a related party may be :…
The Autorité de contrôle prudentiel et de résolution may impose on a Class 2 investment firm an additional capital requirement in excess of the minimum amount provided for by the applicable regulation…
…f Articles L. 511-35, L. 511-36, L. 511-37 and L. 511-39. They shall have sound accounting procedures.The previous paragraph applies to portfolio management companies, with the exception of article L.…
…ded independently :1° It evaluates a sufficient range of financial instruments available on the market, which must be sufficiently diversified in terms of their type and their issuers or suppliers to…
If a property loan within the meaning of Chapter III of Title I of Book III of the Consumer Code subject to the provisions relating to the assessment of consumer solvency includes as a precondition th…
…the costs associated with the transactions carried out and the services provided on behalf of clients.II - Investment service providers other than portfolio management companies that provide the inves…
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