Article L533-17
An investment service provider other than an asset management company who receives an instruction to perform investment or related services on behalf of a client from another investment service provid…
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Showing 1791–1800 of 15298 articles for “Art. s. 2003 et seq.”
An investment service provider other than an asset management company who receives an instruction to perform investment or related services on behalf of a client from another investment service provid…
…l instruments to which they relate, according to the time at which they are received by the providers.After executing a transaction on behalf of their clients, ISPs shall inform clients where the orde…
…s L. 1226-15, L. 1234-9, L. 1235-3, L. 1235-3-1, L. 1235-11 and L. 1235-16 of the Labour Code, the determination of the indemnity payable by the employer does not take into account, pursuant to articl…
The Autorité de contrôle prudentiel et de résolution may require Class 2 investment firms and the firms referred to in Article 46(2) of Regulation (EU) 2019/2033 to publish, more than once a year, wit…
…s shall include information on the risks associated with climate change as well as biodiversity risks. II.-Portfolio management companies shall make available to their subscribers and to the public a…
…ard of directors, the supervisory board or any other body exercising equivalent supervisory functions. The competence of the members of the Board of Directors, the Supervisory Board or any other body…
…rt, the following information, included in the scope of consolidation defined in Articles L. 233-16 et seq. 233-16 et seq. of the French Commercial Code, for each country or territory: 1° Name of bran…
…intaining, on an ongoing basis, the amount, type and distribution of internal capital and liquid assets which they consider appropriate to cover the nature and level of risks which they may impose on…
…cedures according to which non-professional clients may request to be treated as professional clients.
…le result in executing orders, taking into account price, cost, speed, likelihood of execution and settlement, size, nature of the order or any other considerations relating to the execution of the or…
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