Article L532-20
The persons referred to in Article L. 532-18-1 shall send the Autorité des marchés financiers, at its request and for statistical purposes, periodic reports on the activities of their branch. The Auto…
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Showing 1751–1760 of 15298 articles for “Art. s. 2003 et seq.”
The persons referred to in Article L. 532-18-1 shall send the Autorité des marchés financiers, at its request and for statistical purposes, periodic reports on the activities of their branch. The Auto…
…r Member State of the European Union or party to the Agreement on the European Economic Area which set up branches to manage one or more UCITS governed by French law and approved in accordance with Di…
…3° of the first paragraph of Article L. 533-10 when these management companies manage an AIF or market its units or shares on an unrestricted basis. III - The Autorité des marchés financiers may requi…
…egal representative is the AIFM's contact point in the European Union. All official correspondence between the competent authorities and the AIFM and between unitholders or shareholders established in…
In this section :1° "Third-country firm" means a firm which, if its head office or registered office were situated in a Member State of the European Union, would be either a credit institution providi…
I.-The Autorité de contrôle prudentiel et de résolution shall not grant authorisation to the branch of the applicant third-country undertaking unless the third-country undertaking to which the branch…
Where a competent authority of a third country fails to comply with a request for information exchange referred to in 2° of Article L. 532-29, the AMF may refer the matter to the European Securities a…
…of Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Regulation (EU) No 648/2012, or if this decision is no lon…
…be provided on the sole initiative of the client.It is prohibited for any third-country firm to market financial instruments or investment services other than those for which the client has initiated…
…eference Member State is possible in application of the criteria defined by decree in the Conseil d'Etat, the operator submits a request to the authorities of all the possible reference Member States…
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