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Showing 1201–1210 of 15298 articles for “Art. s. 2003 et seq.”
…issuer is a person or entity whose financial securities are admitted to trading on a regulated market or whose financial securities, whether admitted to trading or not, are represented by certificate…
Subject to the provisions of Article 226-14 of the French Criminal Code, any manager, employee or agent of a clearing house is liable to the penalties provided for in Article 226-13 of the French Crim…
…institution or finance company is prohibited from carrying out credit transactions on a regular basis.It is also prohibited for any person other than a credit institution to receive repayable funds fr…
…ator of the organised trading system shall establish transparent rules concerning the criteria for determining which financial instruments may be traded on its system. When a financial instrument refe…
…sitions registered with it on behalf of the principals of that member and the deposits relating thereto; 3° Take any other action authorised by its operating rules to limit or eliminate the risks to w…
Where the Autorité des marchés financiers is not the competent authority for monitoring compliance with the disclosure requirements laid down in Article L. 451-1-2 of this Code and Articles L. 233-7 t…
…ttempts to commit the offence referred to in I of this Article shall be subject to the same penalties.
…lt;a href='/affichCode.do?cidTexte=LEGITEXT000006072026&idSectionTA=LEGISCTA000029211486&dateTexte=&categorieLien=cid' title='Code monétaire et financier - Chapitre VIII: Offre d'opération…
…2005-32 of 18 January 2005 on social cohesion and benefiting in this respect from public guarantees.
…the operator of the organised trading system may trade by matching with interposition of the proprietary account when the transactions concern : 1° Financial instruments referred to in 1°, products r…
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