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Showing 1181–1190 of 15298 articles for “Art. s. 2003 et seq.”
…compartment. For the application of II of Article L. 412-1, when the securitisation undertaking is set up in the form of a securitisation mutual fund, the management company assumes responsibility for…
Market undertakings shall devote adequate human and financial resources to the training of the persons referred to in Article L. 421-7.
Market undertakings may not limit the number of members admitted to the regulated market they manage.The AMF shall ensure that market undertakings adapt their technical capacity, as necessary, to the…
I. - Any regulated market in a Member State of the European Union or in another State party to the Agreement on the European Economic Area that operates without requiring the actual presence of natura…
…rs shall register a multilateral trading facility as a small and medium-sized enterprise growth market at the request of its operator, after verifying that at least 50% of the issuers whose securities…
…cord the offences referred to in articles L. 353-1 and L. 353-2 of this Code, under the conditions set out in article L. 511-5 of the French Consumer Code.
…shares issued. They are prohibited, on pain of the same nullities, from issuing negotiable securities. It is also forbidden for any person or entity to make a public offer of financial securities or s…
…marchés financiers, the single position limit to be applied to all trading in these derivatives is set by the competent authority of the trading venue with the largest volume of trading, known as the…
Decisions to admit a financial instrument or an asset mentioned in II of Article L. 421-1 are made public by the market undertaking.
…asis or by category by an order of the Minister responsible for the economy, as well as central banks. 7. Bodies or undertakings, other than those referred to in 1 to 6, supervised by the Autorité des…
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