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Showing 1111–1120 of 15298 articles for “Art. s. 2003 et seq.”
Before making an offer relating to financial instruments, digital assets, a service on digital assets, an investment service or a related service, direct marketers shall enquire about the financial si…
…high volumes of orders and messages and allow for an orderly trading process during periods of market stress. These trading systems are tested to confirm that these conditions are met in situations o…
…shall state how they apply to persons and shall take into account the nature and composition of market participants and their use of the contracts being traded. The trading platform manager shall repo…
Recognition as a regulated market for financial instruments is decided by order of the Minister for the Economy on a proposal from the Autorité des marchés financiers. The Autorité des marchés financi…
I.- Market undertakings of significant importance due to their size and internal organisation, as well as the nature, scale and complexity of their activities, shall set up an appointments committee c…
…of the multilateral trading facility shall establish transparent rules concerning the criteria for determining which financial instruments may be traded on its facility. When a financial instrument me…
…does not commit its own capital or trade by matching with its own account on the platforms it manages. Proprietary trading is a form of trading in which a person, the facilitator, acts as an intermedi…
…ts with all investment service providers other than portfolio management companies that apply a market-making strategy, within the meaning of 3° of Article L. 533-10-3, on the trading venue and shall…
A regulated market is managed by a market undertaking. This undertaking takes the form of a commercial company. Where the market undertaking manages a regulated market, its registered office and effec…
…ers of the administrative, management and supervisory bodies, managers, employees and agents of market undertakings are bound by professional secrecy.
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