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Showing 4391–4400 of 56760 articles for “Art. n°² 96-17.280 and 97-13.423”
The tied agents referred to inarticle L. 545-4 must not have been subject to :a) a final conviction referred to in II ofarticle L. 500-1 within the last ten years ;b) a sanction provided for in 3° to…
For the purposes of Article L. 547-5, the provider of participative finance services shall include the overheads incurred by the activity mentioned in Article L. 547-4 in the calculation of the pruden…
…en to the public, intermediaries in participative financing shall make available to the parties a standard contract that mentions the information provided for in 1° and a and d of 3° of Article R. 548…
…services other than a portfolio management company must clearly specify in writing the protections and rights to compensation that the client may be deprived of; 3° The client declares in writing, in…
…way in which the following elements in particular are ensured: 1° Monitoring of strategy, financial and non-financial performance, risks, capital structure, social and environmental impact and corpora…
The period of time after which the AMF's silence on applications for professional certification from bodies organising examinations to verify the professional knowledge of financial investment adviser…
A participative finance intermediary shall enter into a contract with a payment service provider or a payment service agent relating to the extinctive management of its activities in the event that it…
If the Autorité des marchés financiers does not respond within the time limit referred to inArticle L. 549-4, the application is deemed to have been rejected.
…y may treat the retail client as a professional client, provided that it complies with the criteria and procedure set out in Article D. 533-12-1. However, non-professional clients must not be presumed…
…rty, the means of access to the digital assets registered in the shared electronic recording device and keeping a register of positions, opened in the name of the third party, corresponding to its rig…
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