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Showing 4381–4390 of 56760 articles for “Art. n°² 96-17.280 and 97-13.423”
The information referred to in article R. 533-19 as well as that concerning the results of the votes cast at the general meetings referred to in article L. 511-78 shall be sent to the European Banking…
I. - Any person referred to in I of article L. 546-1 shall apply for registration in the register and for entry in the categories referred to in I of article R. 519-4. To this end, it must compile a f…
…wdfunding pursuant to Article L. 548-5 shall include cover of not less than 250,000 euros per claim and 500,000 euros per insurance year. Where the policy is taken out by an intermediary in the field…
I.-This article applies to entities subject to Article L. 533-22-1. For the credit institutions and investment firms mentioned in Article L. 511-4-3, this article applies to portfolio management activ…
Members of staff of an investment firm who have been given authority to sign on behalf of that firm may not take up any other employment or perform any paid work outside that firm without first inform…
For the application of article L. 541-2, financial investment advisers who are natural persons and natural persons with the power to manage or administer legal persons authorised as financial investme…
…ediaries shall mention on their website, in a manner that is easily accessible from the first page, and in all correspondence and on all advertising media, with the exception of radio advertisements,…
…advice is based on a broad or more restricted analysis of different types of financial instruments and in particular whether the range is limited to financial instruments issued or offered by entitie…
…sons who effectively directs the business of the undertaking within the meaning of Article L. 532-2 and each member of the Board of Directors, the Supervisory Board, the Management Board or any other…
…y insurance contract provided for in Article L. 541-3 are set as follows:1° 150,000 euros per claim and 150,000 euros per insurance year for natural persons and legal entities with fewer than two empl…
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