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Showing 4261–4270 of 56760 articles for “Art. n°² 96-17.280 and 97-13.423”
…iary shall explain to the customer, including the potential customer, the reasons for his proposals and how he has taken account of the information he has obtained from the customer.
…responsible for imposing the sanctions mentioned in the first paragraph of II of article L. 519-13 and in article L. 513-14 on its members. This committee must guarantee its independence and impartia…
…résolution will inform the association. It will give the association the reasons for the withdrawal and specify the action required to ensure compliance. The association has a period of one month from…
…dentiel et de résolution shall make the notification provided for in Articles L. 522-9, L. 522-11-1 and L. 522-11-2 within three months.
…contrôle prudentiel et de résolution shall make the notification provided for in Articles L. 526-11 and L. 526-19 within three months.
…ted regulation adopted pursuant to Article 12(8) of Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014.
…hés financiers.The application for authorisation must be accompanied by a file complying with the standard file drawn up by the Autorité des marchés financiers.This standard file includes the informat…
I. - The AMF shall receive notifications of freedom of establishment and freedom to provide services from the investment firms referred to in articles L. 532-18 and L. 532-18-1. It shall also receive…
…2-23, notifications of the establishment of a branch or the use of a tied agent by investment firms and notifications of the use of a tied agent by credit institutions shall be sent to the Autorité de…
…icle L. 532-39, in the event of a difference of opinion between the Autorité des marchés financiers and the European Securities and Markets Authority :1° The Autorité des marchés financiers shall info…
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