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Showing 4251–4260 of 56760 articles for “Art. n°² 96-17.280 and 97-13.423”
The Autorité des marchés financiers and the authorities of the Member State of the European Union or party to the Agreement on the European Economic Area concerned shall be notified in advance of any…
…nage FIAs ;2° A programme of operations specifying in particular the services it intends to provide and identifying the FIAs it intends to manage.II. - Within one month of receiving the complete docum…
…the tasks of a professional trade union within the meaning of Book I of Part Two of the Labour Code and is not representative in this respect, whatever form it takes, whether federal or integrated.
Where, pursuant to I ofArticle L. 532-23, an investment firm or credit institution wishes to provide custody account keeping services in another Member State of the European Union or party to the Agre…
…in the regulations applicable to them. It informs them of any difficulties observed in the banking and payment services intermediation market which affect or are likely to affect the interests of cus…
On receipt of an application for authorisation, the AMF will check that it complies with the standard file provided for in the second paragraph of Article R. 532-10 and, if it does, will examine it. T…
…uch services, comply with the provisions of this Title applicable to portfolio management companies and the provisions applicable to investment firms.
…lation (EU) 2017/1018 of 29 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments by technical regulatory standards specifying…
…ateral trading facility or an organised trading facility referred to in Articles L. 421-1, L. 424-1 and L. 425-1.
The Autorité de contrôle prudentiel et de résolution shall take into account any guidance issued by the European Banking Authority for the application of Article L. 533-4.
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