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Showing 781–790 of 7625 articles for “Art. Société Cacique Investments Ltd”
Financial investment advisers must comply with the provisions of this subsection at all times. Financial investment advisers shall inform the association to which they belong of any change in the info…
Financial investment advisers as defined in article L. 541-1 are registered in the single register mentioned in article L. 546-1.
I.-Any financial investment adviser must become a member of an association responsible for monitoring the individual professional activities of its members, representing them collectively and defendin…
Financial investment advisers are subject to the disqualifications set out in article L. 500-1.
All financial investment advisers must be able to provide evidence at all times of the existence of an insurance policy covering them against the financial consequences of their professional civil lia…
…ection insurance group companies mentioned in Article L. 931-2-2 of the same code;e) The collective investments mentioned in I of article L. 214-1 as well as the collective investment management compa…
Investment service providers other than portfolio management companies may, on their own initiative or at the request of a client, treat as a non-professional client, either generally or in respect of…
Investment service providers other than portfolio management companies may, on their own initiative or at the request of a client, treat as a professional or non-professional client, either generally…
…ection insurance group companies mentioned in Article L. 931-2-2 of the same code;e) The collective investments mentioned in I of article L. 214-1 as well as the collective investment management compa…
Clients referred to in Article D. 533-12 may waive the protection afforded by the rules of conduct only in accordance with the following procedure: 1° The client shall notify the investment service pr…
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