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Showing 2401–2410 of 7625 articles for “Art. Société Cacique Investments Ltd”
I. - The resolution board may only take one or more resolution measures in respect of a financial institution mentioned in 3° of I of Article L. 613-34 if the conditions for triggering a resolution pr…
I.-Where the college of supervisors, in its capacity as the authority responsible for the supervision on a consolidated basis or as the competent authority responsible for the supervision on an indivi…
Where a decision resulting from Articles L. 613-46-5 and L. 613-46-6 affects the preventive recovery plan of an entity or group drawn up pursuant to the provisions of sub-section 2 of this section by…
I. - When it has adopted a resolution measure in respect of a person referred to in I of Article L. 613-34, the resolution board shall fulfil the obligations set out in II and III as soon as circumsta…
The annulment of measures taken in application of sub-sections 9 and 10 does not affect the validity of the acts taken for their application when the calling into question of these acts is likely to p…
I. - The AMF shall receive notifications of freedom of establishment and freedom to provide services from the investment firms referred to in articles L. 532-18 and L. 532-18-1. It shall also receive…
Where an investment services provider referred to inArticle L. 532-18 intends to use a tied agent, within the meaning ofArticle L. 545-1, established in its home country, the identity of that agent sh…
I. - When the Autorité de contrôle prudentiel et de résolution initiates disciplinary proceedings against an investment services provider from another Member State of the European Union or another Sta…
The Autorité de contrôle prudentiel et de résolution shall chair and organise meetings of colleges of supervisors on the basis of the relevance of the supervisory activity to be planned or coordinated…
Prior to each meeting of a college of supervisors, the Autorité de contrôle prudentiel et de résolution shall inform all members of the college of supervisors of the organisation of the meeting, the m…
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