Article D541-9
…1st March for a period of twelve months. The contract is tacitly renewed on 1st January of each year.II. - Persons commencing the activity of financial investment adviser must take out the contract p…
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Showing 11–20 of 30511 articles for “Art. R. 541-43”
…1st March for a period of twelve months. The contract is tacitly renewed on 1st January of each year.II. - Persons commencing the activity of financial investment adviser must take out the contract p…
Financial investment advisers as defined in article L. 541-1 are registered in the single register mentioned in article L. 546-1.
The following shall apply to the sworn agents of New Caledonia mentioned in Article 86 of Organic Law n° 99-209 of 19 March 1999 on New Caledonia, subject to the adaptations provided for in Articles L…
Financial investment advisers must:1° Act honestly, loyally and professionally, in the best interests of their clients;2° Exercise their activity, within the limits authorised by their status, with du…
For the application of article L. 541-2, financial investment advisers who are natural persons and natural persons with the power to manage or administer legal persons authorised as financial investme…
…he remuneration structure and other incentive structures specific to the financial investment adviser. Where these measures are not sufficient to ensure, with reasonable certainty, that the risk of pr…
…vious paragraph, may be decided by the association at the request of the financial investment adviser. It may also be decided ex officio by the association if the financial investment adviser no longe…
The provisions mentioned in Article L. 541-1 are applicable to New Caledonia subject to the following adaptations: 1° A l'article L. 512-2, the words: "and breaches are recorded" are replaced by the w…
The certificate issued in application of article L. 521-7, once the asylum application has been lodged with the French Office for the Protection of Refugees and Stateless Persons, is equivalent to a p…
Asylum seekers whose application falls within the jurisdiction of France and who have lodged their application with the French Office for the Protection of Refugees and Stateless Persons have the righ…
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