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Showing 311–320 of 32156 articles for “Art. R 421-19”
The AMF may appoint an agent for the market undertaking, to whom all powers of administration, management and representation of the legal entity shall be transferred.This appointment shall be made eit…
Within a market undertaking, the following persons shall be of sufficiently good repute and possess the knowledge, skills and experience necessary for the performance of their duties: 1° Members of th…
Admission to and continued membership of a regulated market by the market undertaking organising trading on that market are subject to compliance with the rules of that market. The relationship betwee…
I. - The contracting company shall take the necessary steps to :1. Detect, prevent and manage the potentially harmful effects, for the proper functioning of the regulated market or for market members,…
I. - When an exceptional event disrupts the regular operation of a trading venue, the AMF Chairman or his designated representative may suspend all or part of trading for a period not exceeding two co…
I.-Persons who are in a position to exercise, directly or indirectly, a significant influence on the management of a regulated market must possess qualities that guarantee the sound and prudent manage…
Without prejudice to Article 53 of Regulation (EU) No 909/2014 of the European Parliament and of the Council of 23 July 2014 on improving securities settlement in the European Union and on central sec…
I.-A regulated market in financial instruments is a multilateral system that brings together or facilitates the bringing together of multiple third-party buying and selling interests in financial inst…
On a proposal from the Autorité des marchés financiers, the Minister responsible for the economy may withdraw recognition from a regulated market in any of the following cases: 1° If the market undert…
Derivatives may be used insofar as they help to reduce risk or promote efficient portfolio management. Investments and assets not admitted to trading on a regulated market are maintained at prudent le…
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