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Showing 341–350 of 12130 articles for “Art. Options — weighted average premium rule”
I. - Before concluding any banking transaction or payment service or any preparatory work or advice, the intermediary must agree with his customer, including any potential customer, in writing or on a…
…anking transactions and payment services. It ensures that all its members comply with its operating rules. Written procedures define how members are to be notified of breaches of these rules and proce…
If the association is also authorised underArticle L. 513-5 of the Insurance Code or III of Article L. 541-4 of this Code, it may set itself up according to a federal model, separating each of its act…
The association draws up a code of conduct setting out the rules applicable to its members. This code may be common to one or more approved associations. The association may ask the Autorité de contrô…
In addition to the committee provided for in article R. 519-51, the association's articles of association set up a general meeting and a board of directors. These articles of association lay down the…
…The Chairman represents the AMF in all civil and legal matters. Within the framework of the general rules laid down by the Board, the Chairman is empowered to: 1° Settle and authorise income and expen…
…market on which the highest volume of securities is traded is determined on the basis of an annual average of the number of securities traded on 31 December of the previous year. The amount of the co…
The Autorité des marchés financiers shall have an accounting officer appointed by order of the Minister responsible for the budget.The accounting officer shall be responsible for keeping the accounts…
When the AMF's debts, other than the duties and contributions mentioned in Article L. 621-5-3, cannot be recovered out of court, proceedings shall be conducted in accordance with commercial practice o…
Revenue and expenditure accounts may be set up at the Autorité des marchés financiers by decision of the Chairman, with the approval of the accounting officer, under the conditions laid down by Decree…
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