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Showing 961–970 of 1009 articles for “Art. LD-AdIC §§ 511–561”
The following have the status of eligible counterparties within the meaning of Article L. 533-20: 1. a) The credit institutions referred to in Article L. 511-9 ; b) The investment firms referred to in…
Where several entities belonging to the same institution of global systemic importance are resolution entities or third-country entities that would be resolution entities if they were established in t…
I. - Subject to the adaptations provided for in the following chapters, the following provisions of this Code shall apply in the Wallis and Futuna Islands:1° Book I, with the exception of Articles L.…
I.-On pain of nullity, the act of renunciation provided for by article L. 526-25 of the French Commercial Code shall contain the following information concerning the sole trader renouncing the protect…
I. - The Autorité de contrôle prudentiel et de résolution shall notify the Autorité des marchés financiers of decisions relating to the authorisation or empowerment of the persons referred to in 2° of…
I. - The Autorité de contrôle prudentiel et de résolution shall be notified of the appointment or reappointment of the natural persons mentioned in I and II of Article L. 612-23-1 within fifteen days…
I.-Any breach of the laws, regulations or professional obligations applicable to the persons mentioned in I and II of article L. 321-4 and to persons authorised to manage sales pursuant to the first p…
I.-Disciplinary proceedings against a person appointed under the conditions provided for in III of article L. 812-2 may only relate to acts committed in the context of or in connection with the assign…
I.-Pursuant to IX of Article L. 613-44, a subsidiary that is not a resolution entity may be exempted from compliance with the requirement set out in IV of the same article if the following conditions…
I.-When a person finds itself in the situation referred to in III of Article L. 613-56, the resolution college, after obtaining the opinion of the supervisory college, shall examine without delay whet…
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