Article L533-12
…including promotional communications, addressed by an investment service provider other than an asset management company to clients, including potential clients, shall be accurate, clear and not misl…
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Showing 6001–6010 of 63585 articles for “Art. L. 631-7 et L. 631-7-1”
…including promotional communications, addressed by an investment service provider other than an asset management company to clients, including potential clients, shall be accurate, clear and not misl…
…rules and procedures to ensure compliance with the provisions applicable to them, including those set out in Article 11 of Regulation (EU) No 648/2012 of the European Parliament and of the Council of…
…ese services and canvass clients on behalf of the investment service provider under the conditions set out in Chapter I of Title IV of Book III.
…Any person who collects funds for this purpose; 3° Any person responsible for managing the said assets. II. - Any person who offers one or more clients or potential clients the opportunity to acquire…
…rtfolio management companies, legal entities that manage the AIFs mentioned in 3° of III of Article L. 214-24, managers of European venture capital funds covered by Regulation (EU) No 345/2013 of the…
Participatory finance intermediation consists of bringing together, by means of a website, the promoters of a given project and the persons financing that project under the following conditions: 1° Le…
Persons other than those referred to in Article L. 561-2 who, in the exercise of their profession, carry out, control or advise on transactions involving movements of capital, are required to report t…
…of Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Regulation (EU) No 648/2012.
…of tokens and applying for approval from the Autorité des marchés financiers under the conditions set out in Articles L. 552-4 to L. 552-7 shall be subject to the obligations of this chapter. The pro…
…ing activities on a regular professional basis: 1° Investment advice as referred to in 5 of article L. 321-1 ; 2° (Repealed) 3° Advice on the provision of investment services as referred to in article…
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