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Showing 5981–5990 of 63585 articles for “Art. L. 631-7 et L. 631-7-1”
…ns or by any other irregular means.Withdrawal of authorisation takes effect at the end of a period determined by the Autorité des marchés financiers.During this period :1. The portfolio management com…
…sion of the Autorité des marchés financiers, which may impose the sanctions provided for in article L. 621-15, including deregistration. It may only refer to its status as a portfolio management compa…
…the offices are opened by portfolio management companies, the notification provided for in Article L. 532-14 is sent to the Autorité des marchés financiers. The latter shall inform the Autorité de co…
The provisions of this section do not apply to: 1° Trading platform managers governed by Articles L. 420-18, L. 422-1, L. 424-9, L. 425-9 and L. 425-10 ; 2° Branches of credit institutions referred to…
A firm other than an investment firm or an asset management company may not use any name, corporate name, advertising or, in general, any expression suggesting that it is authorised as an investment f…
…nies must obtain authorisation. This authorisation is issued by the Autorité de contrôle prudentiel et de résolution. It is not required for the sole purpose of providing one or more of the services m…
…son or representative offices in France, they must first notify the Autorité de contrôle prudentiel et de résolution, which will inform the Autorité des marchés financiers. These offices shall state t…
…rder to supervise an investment service provider benefiting from the regime provided for in Article L. 532-18-1, the competent authorities of the home country to which it belongs may require its branc…
…aw so provides, professional secrecy may not be invoked against the Autorité de contrôle prudentiel et de résolution, the Autorité des marchés financiers, the Banque de France, the Institut d'émission…
…rson authorised to provide investment services may, without prejudice to the provisions of Articles L. 511-21 to L. 511-26, provide investment and related services under the freedom to provide service…
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