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Showing 2201–2210 of 42727 articles for “Art. L. 145-37 et Art. L. 145-38”
The rules governing disclosure of material shareholdings are set out in Articles L. 233-7 to L. 233-14 of the French Commercial Code.
…of an investment services provider other than a portfolio management company referred to in Article L. 440-7, of a member of a clearing house or, as the case may be, of the clearing house itself, nor…
The competent judicial authorities hearing proceedings relating to offences involving companies whose securities are admitted to trading on a regulated market or offered to the public on a multilatera…
…bers of the administrative, management and supervisory bodies, managers, employees or agents of market undertakings violate the professional secrecy established in Article L. 421-8.
In all cases, members of a clearing house undertake to fulfil, vis-à-vis the clearing house, all obligations arising from transactions entered in the name of third parties in their accounts. Payment o…
An association taking legal action under articles L. 452-2 and L. 452-3 may bring a civil action before the examining magistrate or the court in the place where the defendant has its registered office…
Article L. 245-2 of the French Commercial Code sets out the penalties for advertising subscriptions to securities.
…defined by their authorisation. They are financial institutions within the meaning of 4 of Article L. 511-21.
…ithout prejudice to the specific provisions applicable to them, the prohibitions defined in Article L. 511-5 do not apply to the institutions and services listed in Article L. 518-1, nor to undertakin…
The provisions of Articles L. 533-11 to L. 533-16, L. 533-18, L. 533-19, L. 533-24 and L. 533-24-1 are applicable to transactions concluded on an organised trading system.
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