Article L425-7
…ator of the organised trading system shall establish transparent rules concerning the criteria for determining which financial instruments may be traded on its system. When a financial instrument refe…
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Showing 2181–2190 of 42727 articles for “Art. L. 145-37 et Art. L. 145-38”
…ator of the organised trading system shall establish transparent rules concerning the criteria for determining which financial instruments may be traded on its system. When a financial instrument refe…
…sitions registered with it on behalf of the principals of that member and the deposits relating thereto; 3° Take any other action authorised by its operating rules to limit or eliminate the risks to w…
I. - The penalties provided for in A of I of Article L. 465-1 shall apply if any of the persons referred to in the same Article L. 465-1 recommends that one or more transactions be carried out on the…
…finance companies may not habitually engage in any activity other than those mentioned in Articles L. 311-1, L. 311-2 and L. 511-2 or governed by the…
I. - By way of exception to I of Article L. 425-4, after obtaining the consent of the client concerned, the operator of the organised trading system may trade by matching with interposition of the pro…
…d to fail and the restrictions on the transfer of shares and voting rights are governed by Articles L. 233-32 to L. 233-40 of the French Commercial Code.
…f Regulation (EU) No 596/2014 of the European Parliament and of the Council of 16 April 2014 on market abuse (Market Abuse Regulation) and repealing Directive 2003/6/ EC of the European Parliament and…
…by the act of the same person and which have a common origin, any association mentioned in article L. 452-1 may, if it has been mandated by at least two of the investors concerned, bring an action fo…
I. - In order to ensure shareholder equality and market transparency, the General Regulation of the Autorité des Marchés Financiers (AMF) sets the rules for public offers of financial instruments issu…
…al counterparties and trade repositories.They are authorised by the Autorité de contrôle prudentiel et de résolution after consultation with the Autorité des marchés financiers and the Banque de Franc…
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