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Showing 611–620 of 64513 articles for “Art. L. 133-4 et R. 133-3”
…of the multilateral trading facility shall establish transparent rules concerning the criteria for determining which financial instruments may be traded on its facility. When a financial instrument me…
…ts with all investment service providers other than portfolio management companies that apply a market-making strategy, within the meaning of 3° of Article L. 533-10-3, on the trading venue and shall…
Legal entities found to be criminally liable, under the conditions set out in article 121-2 of the French Penal Code, for the offences defined in articles L. 353-1 and L. 353-2 shall incur, in additio…
…tant, legal entities or companies carrying out the transactions referred to in 1° and 2° of article L. 411-2 are not deemed to be making a public offer.
The penalties applicable to breaches of the obligation to disclose significant shareholdings are set out in 1° and 2° of I and III of article L. 247-1 and in article L. 247-2 of the French Commercial…
…f Regulation (EU) No 596/2014 of the European Parliament and of the Council of 16 April 2014 on market abuse (Market Abuse Regulation) and repealing Directive 2003/6/ EC of the European Parliament and…
The directors, employees and agents of clearing houses are bound by professional secrecy. In the case of transactions in financial contracts, clearing houses may disclose information covered by profes…
Articles L. 420-1 to L. 420-4 of the French Commercial Code apply to credit institutions and finance companies for their banking and related operations defined in article L. 311-2, to electronic money…
…or of an organised trading system shall take all measures necessary to comply with the prohibition set out in Article L. 420-2 for the execution of members' orders on the system, whether by committing…
I. - The General Regulation of the Autorité des marchés financiers sets the conditions applicable to the offer and squeeze-out procedures in the following cases:1° When the majority shareholder(s) of…
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