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Showing 5011–5020 of 64513 articles for “Art. L. 133-4 et R. 133-3”
…e AMF of a declaration made by a person acting alone or in concert pursuant to II or VII of Article L. 233-7 of the Commercial Code or Article L. 233-11 of the same Code, the fee payable, set by decre…
In the context of the inspections and investigations referred to in Articles L. 621-9 and L. 621-9-1, professional secrecy may not be invoked against the Autorité des marchés financiers or, where appl…
The Autorité des marchés financiers may only be held liable for the application of the provisions of Regulation (EU) 2017/1129 and its delegated regulations in respect of the approval of prospectuses.
…hose registered office is in France and whose securities are admitted to trading on a regulated market shall make public the information required by the report referred to in the last paragraph of Art…
…é des marchés financiers may take any measures required to ensure the proper functioning of the markets if the activity of one or more AIFs on the market for a financial instrument could jeopardise th…
…he AMF forwards certain facts or information to the Financial Public Prosecutor pursuant to Article L. 621-20-1, certain facts or information to the Financial Public Prosecutor, the report or notifica…
The AMF may require the suspension, on a temporary basis, of the redemption of units or shares or the issue of new units or shares of an AIF when exceptional circumstances so require and if the intere…
…documents and information to foreign natural or legal persons, the Autorité de contrôle prudentiel et de résolution, its supervisory board and its resolution board may exchange information covered by…
I. - The persons referred to in 5° of Article L. 631-2 must inform the Chairman of the Financial Stability Board:1° The interests they held during the two years preceding their appointment, that they…
…documents and information to foreign natural or legal persons, the Autorité de contrôle prudentiel et de résolution shall cooperate with the International Monetary Fund, the World Bank, the Financial…
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