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Showing 1841–1850 of 64513 articles for “Art. L. 133-4 et R. 133-3”
…chés financiers, other than those relating to the persons and entities referred to in II of Article L. 621-9, including the penalties imposed on them, shall be heard by the courts. Such appeals shall…
The association mentioned in 1° of article L. 621-31 is formed by the persons listed in the same 1°, in accordance with the law of 1st July 1901 relating to the contract of association. Only persons i…
The association referred to in Article L. 621-32 either takes action on its own initiative or is informed by the Autorité des marchés financiers of facts likely to constitute a breach by a member of t…
…sertion of a notice or press release in the publication concerned; 4° Broadcast of a statement on air. The Association may also temporarily or permanently exclude one of its members. This measure may…
…f Regulation (EU) No 596/2014 of the European Parliament and of the Council of 16 April 2014 on market abuse (Market Abuse Regulation) and repealing Directive 2003/6/ EC of the European Parliament and…
Each year, the association draws up a report on its activities. It submits this report to the Autorité des marchés financiers, which provides its observations and recommendations on the association's…
Where it is designated as coordinator, the Autorité de contrôle prudentiel et de résolution shall ensure, as part of the supplementary supervision : a) the coordination of the gathering and disseminat…
…of the provisions of Books I to VI of this Code in Saint-Barthélemy, Saint-Martin and Saint-Pierre-et-Miquelon, subject to the adaptations in this Book :1° References to the provisions of the General…
The Autorité de contrôle prudentiel et de résolution and the Autorité des marchés financiers may only use information they receive that is covered by professional secrecy for the performance of their…
…ures or fails to comply with the temporary ban on professional activity ordered pursuant to article L. 621-13 shall be liable to two years' imprisonment and a fine of 300,000 euros. Any person who fai…
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