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Showing 1781–1790 of 64513 articles for “Art. L. 133-4 et R. 133-3”
I. - After receiving the application for authorisation referred to in Article L. 532-30, the Autorité des marchés financiers shall examine whether the AIFM's designation of France as the reference Mem…
…nager's authorisation is granted by the Autorité des marchés financiers (AMF) under the conditions set out in article L. 532-9 and in accordance with the AMF General Regulation.II. - If the competent…
…eference Member State other than France, it may refer the matter to the European Securities and Markets Authority.
An AIFM established in a third country wishing to manage European Union AIFs or to market in the European Union the units or shares of AIFs it manages must first obtain authorisation from the Autorité…
…n the Autorité des marchés financiers considers that the AIFM may rely on the provisions of Article L. 532-31, it shall notify the European Securities and Markets Authority without delay. The AMF shal…
…ct on the designation of France as the reference Member State.However, if the AIFM modifies its marketing strategy within two years of its initial authorisation and if this new strategy, if it had bee…
…roviders other than portfolio management companies shall notify the Autorité de contrôle prudentiel et de résolution of significant intra-group transactions in accordance with the conditions set out i…
…he quality of execution of transactions executed within them. These periodic reports shall include detailed information on the price, costs, speed and likelihood of execution for the various financial…
…all relevant information about the proposed transaction, the person who initiated it and the manager. Where the customer or potential customer has not received the disclosure document prior to enteri…
…any other information concerning companies whose shares are admitted to trading on a regulated market, with the aim of informing the voting decisions of the shareholders of these companies by providi…
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