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Showing 631–640 of 62257 articles for “Art. L. 111-10-4 et R. 111-45”
I. - With a view to recognition as a regulated market, the market undertaking shall draw up the rules of the market. These rules, which are transparent and non-discretionary, ensure fair and orderly t…
…ager of a trading venue, the manager shall inform the Autorité des marchés financiers, specifying whether the measure is the result of suspected market abuse, a public takeover bid or failure to discl…
…or another State party to the Agreement on the European Economic Area as it has over regulated markets under II of Article L. 422-1.
…European Union or party to the Agreement on the European Economic Area as it has over regulated markets under II of Article L. 422-1.
Members of clearing houses may not invoke professional secrecy in response to requests made by the clearing house for the purpose of monitoring positions and concerning the identity, positions and sol…
…ion is granted by the European Central Bank, on a proposal from the Autorité de contrôle prudentiel et de résolution. However, in the case of the branches referred to in the first paragraph, authorisa…
…visory functions with regard to the selection and appointment of the persons referred to in Article L. 511-13, the Deputy Chief Executive Officers and the Head of the Risk Management Function, and mak…
An order of the Minister for the Economy defines the conditions for application of this sub-section.
…er IV of title I of book II and categories of personnel, including the persons mentioned in article L. 511-13, risk-takers, persons exercising a supervisory function and any employee whose total incom…
…ing transactions relating to this mission under the conditions defined by a decree of the Conseil d'Etat.
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