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Showing 3551–3560 of 62257 articles for “Art. L. 111-10-4 et R. 111-45”
…nagement and compliance is directly supervised by the remuneration committee referred to in article L. 533-31-4 or, if no such committee has been set up, by the board of directors, the supervisory boa…
…rectors, the supervisory board or any other body exercising equivalent supervisory functions shall set up a compensation committee. Branches of third-country undertakings referred to in Article L. 532…
Financial investment advisers as defined in article L. 541-1 are registered in the single register mentioned in article L. 546-1.
A decree in the Conseil d'Etat shall lay down the conditions for the application of this sub-section.
The persons referred to in Article L. 561-2 shall apply the due diligence measures intended to implement their obligations under this chapter on the basis of an assessment of the risks presented by th…
The supervisory authorities referred to in 3° to 16° of I of Article L. 561-36 shall put in place procedures to ensure that any failure to comply with the obligations defined in this Title and supervi…
I.-The persons referred to in Article L. 561-2 shall put in place an organisation and internal procedures for the implementation of the measures for freezing assets and prohibiting the making availabl…
The persons referred to in Article L. 561-2 and, insofar as this is part of the normal exercise of their controls, the authorities referred to in I of Article L. 561-36, shall report to the Registrar…
…decision by the supervisory authority on a consolidated basis, the Autorité de contrôle prudentiel et de résolution shall take a decision, on an individual or sub-consolidated basis within the meanin…
…authority responsible for supervision on a consolidated basis, the Autorité de contrôle prudentiel et de résolution receives an application for authorisation to use an internal risk assessment approa…
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