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Showing 2961–2970 of 66559 articles for “Art. L 418-1 to L 418-5”
Investment service providers other than portfolio management companies shall ensure and be able to demonstrate to the AMF that the natural persons who provide investment advice or information on finan…
When an investment service provider other than a portfolio management company informs clients that the service referred to in Article L. 321-1 (5) is provided independently :1° It evaluates a sufficie…
Investment service providers may not send, directly or indirectly, by electronic means, promotional communications to clients who are likely to be non-professional, in particular potential clients, re…
Investment service providers other than asset management companies shall not pay or receive any remuneration or commission or provide or receive any non-monetary benefit in connection with the provisi…
Investment service providers other than asset management companies that execute client orders shall monitor the effectiveness of their order execution arrangements and execution policy in order to ide…
Investment service providers other than portfolio management companies which provide the investment service referred to in Article L. 321-1 .4 shall not accept, unless they return them in full to the…
One or more companies may, by means of a merger, transfer their assets and liabilities to an existing company or to a new company that they form.This option is open to companies in liquidation provide…
I.- For the application of Article L. 54-10-3 in Saint-Pierre-et-Miquelon, the words "or in another Member State of the European Union or party to the Agreement on the European Economic Area" appearin…
The responsibilities of the project owner, who must first ensure the feasibility and appropriateness of each proposed project, are as follows: 1° Determining the location of the project; 2° Drawing up…
I. - In order to facilitate the professional integration and social advancement of young people in teaching professions, local public teaching establishments and local public agricultural teaching and…
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