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Showing 921–930 of 69951 articles for “Art. L 3332-1 s. and L 3332-2”
Subject to the provisions below, the Deposit Guarantee and Resolution Fund manages the securities guarantee mechanism. Where applicable, articles L. 312-5 to L. 312-15, 3°, 4°, 5°, 7° and 9° of articl…
The investment service provider defined in Article L. 531-1, the entity providing investment services without being subject to the authorisation procedure provided for in Article L. 531-2 and the fina…
Each unit of electronic money is issued without delay against the remittance of funds.
The rules on direct marketing by banks or financial institutions do not apply to :1° Contacts with qualified investors as defined in Article L. 411-2 .1 and with legal entities whose balance sheet tot…
I. - Any person who habitually goes to the homes of private individuals, other than bankers, stockbrokers or dealers in precious metals, or to public places not reserved for this purpose, to advise on…
The manager of a trading platform does not commit its own capital or trade by matching with its own account on the platforms it manages. Proprietary trading is a form of trading in which a person, the…
A regulated market is managed by a market undertaking. This undertaking takes the form of a commercial company. Where the market undertaking manages a regulated market, its registered office and effec…
Investment firms and credit institutions authorised in a Member State of the European Union or in a State party to the Agreement on the European Economic Area other than France to execute orders on be…
Where the remote provision of financial services to a consumer is preceded by canvassing within the meaning of article L. 341-1, article L. 341-12 applies in place of article L. 222-5 of the Consumer…
The operator of the multilateral trading facility establishes the rules of the facility. These rules, which are transparent and non-discretionary, ensure fair and orderly trading and set objective cri…
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