Article L511-41-1
…of a credit institution or a finance company is a credit institution, an investment firm, a financial holding company, a mixed financial holding company or a parent undertaking of a finance company wh…
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Showing 2111–2120 of 67236 articles for “Art. L 321-3 and L 321-4”
…of a credit institution or a finance company is a credit institution, an investment firm, a financial holding company, a mixed financial holding company or a parent undertaking of a finance company wh…
Credit institutions and finance companies whose subsidiaries include at least one credit institution, investment firm or financial institution within the meaning of Article L. 511-21, or which hold an…
I. - Without prejudice to Articles L. 511-41-3 and L. 612-30 to L. 612-34, the Autorité de contrôle prudentiel et de résolution may order a credit institution, a class 1 bis investment firm or a finan…
Banking and payment services intermediaries must behave honestly, fairly, transparently and professionally, taking into account the rights and interests of customers, including potential customers. Ba…
Before entering into a banking transaction or payment service, the intermediary referred to in Article L. 519-1 must provide the customer with information relating in particular to his identity, his r…
An intermediate parent undertaking in the European Union is a credit institution or a financial holding company or a mixed financial holding company which has applied for approval in accordance with t…
A mixed-activity holding company is a parent undertaking other than an establishment, a financial holding company or a mixed-activity financial holding company, which includes at least one establishme…
I. - 1. When an AIFM established in a third country and whose reference Member State is France intends to manage units or shares of AIFs established in another Member State of the European Union, eith…
The Autorité de contrôle prudentiel et de résolution may require a Class 2 or Class 3 investment firm to comply with a specific liquidity requirement where, on the basis of the controls and examinatio…
The Autorité de contrôle prudentiel et de résolution shall notify the Conseil de résolution unique of any additional capital requirements in accordance with Article L. 533-4-4 and any expected adjustm…
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