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Showing 5421–5430 of 44500 articles for “Art. L 227-14 et Art. L 227-16”
I. - (Repealed) II. - The Autorité des marchés financiers may ask the statutory auditors of persons whose securities are admitted to trading on a regulated market for any information on the persons th…
For the purposes of the supplementary supervision provided for in this chapter, the Autorité de contrôle prudentiel et de résolution may enter into the agreements provided for in Article L. 633-5 with…
Where the activities of a trading platform referred to in Article L. 420-1 that has installed access arrangements in another Member State of the European Union or in another State party to the Agreeme…
For the purposes of exercising their respective functions, the competent authorities may exchange information relating to regulated entities in a financial conglomerate with the central banks of the M…
I. - If the Autorité de contrôle prudentiel et de résolution, when appointed as coordinator, finds that the regulated entities of a financial conglomerate comply with the requirements referred to in A…
Natural persons implicated in an alert sent to the Autorité des marchés financiers or the Autorité de contrôle prudentiel et de résolution in respect of a breach mentioned in Article L. 634-1 may not…
On-site inspections by the Autorité de contrôle prudentiel et de résolution may be extended to the legal entities referred to in Article L. 612-26 located in another Member State of the European Union…
The procedure established, pursuant to I of Article 8 of Law 2016-1691 of 9 December 2016 on transparency, the fight against corruption and the modernisation of economic life, by the persons mentioned…
The penalties provided for in Article 226-13 of the Criminal Code shall apply to any member, member of staff or agent of the Autorité des marchés financiers, as well as to any expert appointed to an A…
The Minister for Economic Affairs shall draw up a list of EU regulations on restrictive measures taken pursuant to Articles 75 or 215 of the Treaty on the Functioning of the European Union which are a…
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