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Showing 321–330 of 69069 articles for “Art. L 112-2 al. 3 and 4”
General purpose investment funds and their management companies shall act independently and solely in the interests of their unitholders or shareholders. They must offer sufficient guarantees with reg…
…management board of the management company appoints the fund's auditor for a period of six financial years, after obtaining the approval of the Autorité des marchés financiers. The appointment of an…
Under the conditions defined by the general regulations of the Autorité des marchés financiers, responsibility vis-à-vis third parties for centralising subscription and redemption orders for units or…
The Articles of Association of a SICAV or the regulations of a fonds commun de placement shall determine the duration of the accounting periods, which may not exceed twelve months. However, the first…
The institutions referred to in this chapter which hold financial futures instruments the underlying interest of which consists wholly or partly of an agricultural commodity shall indicate in their an…
Credit institutions and finance companies whose subsidiaries include at least one credit institution, investment firm or financial institution within the meaning of Article L. 511-21, or which hold an…
Before entering into a banking transaction or payment service, the intermediary referred to in Article L. 519-1 must provide the customer with information relating in particular to his identity, his r…
An intermediate parent undertaking in the European Union is a credit institution or a financial holding company or a mixed financial holding company which has applied for approval in accordance with t…
Investment firms providing the investment services referred to in Article L. 321-1 (4) are subject to the provisions of Articles L. 533-22 and L. 533-22-1 in the same way as the portfolio management c…
I.-The Autorité de contrôle prudentiel et de résolution may decide to apply the requirements of Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013, in accordance…
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