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Showing 2891–2900 of 69831 articles for “Art. I-1°-b and b bis”
The amount of credit referred to in Article L. 548-1 may not exceed €2,000 per lender and per project. The term of such credit may not exceed seven years. The contractual interest rate for such credit…
The following are deemed to be professional clients within the meaning of article L. 533-16, for all investment services and all financial instruments:1. a) The credit institutions referred to in arti…
…vice providers other than portfolio management companies shall indicate to the client, in good time before the service is provided:- whether the investment advice is provided independently ;- whether…
The tied agents referred to inarticle L. 545-4 must not have been subject to :a) a final conviction referred to in II ofarticle L. 500-1 within the last ten years ;b) a sanction provided for in 3° to…
I.-When they present donation-based financing offers on their website that take the form of a collection open to the public, intermediaries in participative financing shall make available to the parti…
I.-The shareholder engagement policy referred to in I of Article L. 533-22 describes the way in which the following elements in particular are ensured: 1° Monitoring of strategy, financial and non-fin…
…he period of time after which the AMF's silence on applications for professional certification from bodies organising examinations to verify the professional knowledge of financial investment advisers…
The retail client may waive part of the protection afforded by the rules of conduct. In this case, the investment services provider other than an asset management company may treat the retail client a…
…lete application. If the AMF does not respond within this period, the application is deemed to have been rejected. Where the applicant's programme of operations includes facilitating the granting of l…
I. - For the purposes of 1° of article L. 561-10, a person exposed to particular risks by virtue of their duties is a person who holds or has held for less than one year one of the following positions…
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