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Showing 2791–2800 of 41165 articles for “Art. CE 20-3-2013 n°s 347881 et 347882”
…action, for natural persons not acting for professional purposes. Among these individuals, specific ceilings apply to those who subscribe to the offer mentioned in the second paragraph of this article…
An individual retirement savings plan may be registered and subsequently distributed as a pan-European individual retirement savings product if it meets the conditions set out in Regulation (EU) 2019/…
I.- Market undertakings of significant importance due to their size and internal organisation, as well as the nature, scale and complexity of their activities, shall set up an appointments committee c…
…vided for in A of I of Article L. 465-1 shall apply to any person who carries out a transaction, places an order or behaves in such a way as to give, or be likely to give, misleading indications as to…
…ding venue has been submitted ;2° Financial instruments other than those referred to in 1° whose price or value depends on the price or value of a financial instrument referred to in 1° or whose price…
I. - Legal entities declared to be criminally liable, under the conditions set out inarticle 121-2 of the French Criminal Code, for the offences defined in articles L. 465-1 to L. 465-3-3 of this Code…
…nt firms for their activities of portfolio management on behalf of third parties and investment advice within the meaning of Article L. 321-1.
The Autorité des marchés financiers shall ensure that issuers whose registered office is located outside France, which are not subject to the obligations defined in Article L. 451-1-2, and whose secur…
I. - The Financial Public Prosecutor may not initiate public proceedings for the application of the penalties provided for in this section when the Autorité des marchés financiers has served a stateme…
…leading information about the situation or prospects of an issuer or about the supply, demand or price of a financial instrument or that sets or is likely to set the price of a financial instrument at…
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