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Showing 981–990 of 14332 articles for “Art. 964 et seq.”
I.- Market undertakings of significant importance due to their size and internal organisation, as well as the nature, scale and complexity of their activities, shall set up an appointments committee c…
…of the multilateral trading facility shall establish transparent rules concerning the criteria for determining which financial instruments may be traded on its facility. When a financial instrument me…
…commit its own capital or trade by matching with its own account on the platforms it manages. Proprietary trading is a form of trading in which a person, the facilitator, acts as an intermediary betwe…
…ts with all investment service providers other than portfolio management companies that apply a market-making strategy, within the meaning of 3° of Article L. 533-10-3, on the trading venue and shall…
A regulated market is managed by a market undertaking. This undertaking takes the form of a commercial company. Where the market undertaking manages a regulated market, its registered office and effec…
…ers of the administrative, management and supervisory bodies, managers, employees and agents of market undertakings are bound by professional secrecy.
I. - With a view to recognition as a regulated market, the market undertaking shall draw up the rules of the market. These rules, which are transparent and non-discretionary, ensure fair and orderly t…
…he administration that established the infringement. Failure to comply with one of the obligations set out in I and IV of article L. 312-1-1, in I of article L. 314-13, as well as in IV of the same ar…
…as defined in article L. 341-1 to comply with the rules relating to the signing of the contract as set out in article L. 341-14; 4° Any person engaging in the activity of canvassing for banking or fin…
…ffer of financial securities or the admission of financial securities to trading on a regulated market shall be drafted in French or in another language customary in the sphere of finance in the cases…
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