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Showing 4121–4130 of 14332 articles for “Art. 964 et seq.”
…finance company, a payment institution or an investment services provider, the content of which is set by order of the Minister for the Economy.A certificate signed by the person responsible for the t…
…of Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments has been waived as a derogation in accordance with Article 4(1)(a) or (…
…ook. The persons referred to in 1° and 2° of Article L. 54-10-3 shall provide evidence of their competence in the form of a curriculum vitae; 4° For the services referred to in 1° and 2° of Article L.…
Investment firms, other than portfolio management companies, publish in their annual report the return on their assets, calculated by dividing their net profit by their balance sheet total.
…ccordance with the provisions of Article D. 533-13. An investment service provider other than an asset management company may, at the request of a professional client, treat that client as an eligible…
…in which these are applied as part of the shareholder engagement policy, in particular at general meetings of companies held under the contract; 5° An assessment of the medium- and long-term performan…
The financial futures instruments referred to in the second paragraph of article R. 533-2 are those referred to in 2, 3, 4, 7 and 8 of I of article D. 211-1 A.
Where they have been given authority to sign on behalf of an investment firm, members of the staff of that investment firm may not, without the authorisation of the senior management, perform administ…
…ovider, at its request or ex officio, its decision shall be notified to the provider by registered letter with acknowledgement of receipt. The Autorité des marchés financiers shall inform the public o…
…the intermediary's general terms and conditions of sale.The equity crowdfunding intermediary shall set up a simple procedure on its website for cancelling the registration of any lender or project hol…
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